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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2021-08-03 |
Branch Locations
475 Regency Park Suite 250, O'FAllon, IL 62269 • United States
113 South Mainstreet Waterloo South, Waterloo, IL 62298 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fairview Heights | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fairview Heights | IL | 11/2016 | 08/2021 |
| Stifel Nicolaus & Co Inc | O'FAllon | IL | 08/2021 | Present |
1. Belleville CEO Mentoring Program; 2604 West Blvd Belleville, IL 62221; It is a High School Program offered to local High School students; Mentor; Discuss future generic potential business building ideas with students; 08/31/2025; 9hrs/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-08 |
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