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Michelle Marie Daniels Sabo

Stifel, Nicolaus & Company, Incorporated

O'FAllon, IL

Waterloo, IL

CRD 4408570

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-03
TX RA APPROVED 2021-08-03
  • IL RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED
    Since 2021-08-03

Branch Locations

475 Regency Park Suite 250, O'FAllon, IL 62269 • United States

113 South Mainstreet Waterloo South, Waterloo, IL 62298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fairview Heights IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fairview Heights IL 11/2016 08/2021
Stifel Nicolaus & Co Inc O'FAllon IL 08/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fairview Heights, IL
  • 11/2016 → 08/2021
    Fairview Heights, IL
  • 08/2021 → Present
    Stifel Nicolaus & Co Inc
    O'FAllon, IL
Previous Registrations
  • 2008-01-01 → 2021-08-11
    O Fallon, IL
    Waterloo, IL
  • 2005-09-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fairview Heights, IL
    Fairview Heights, IL
    St. Louis, MO
Other Businesses

1. Belleville CEO Mentoring Program; 2604 West Blvd Belleville, IL 62221; It is a High School Program offered to local High School students; Mentor; Discuss future generic potential business building ideas with students; 08/31/2025; 9hrs/mth; During securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
S63 Uniform Securities Agent State Law Examination 2001-09-08
  • S66 Uniform Combined State Law Examination
    2005-09-02
  • S63 Uniform Securities Agent State Law Examination
    2001-09-08
Other Names
  • Michelle Marie Cocagne
  • Michelle Marie Daniels
  • Michelle Marie Daniels Cearlock
  • Michelle Daniels
  • Michelle Marie Daniels Sabo

View on SEC IAPD

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