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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-10
NC RA APPROVED 2007-01-29
  • TX RA
    APPROVED_RES
    Since 2020-01-10
  • NC RA
    APPROVED
    Since 2007-01-29

Branch Locations

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co. Charlotte NC 01/2007 Present
Mml Investors Services, Llc Charlotte NC 01/2007 Present
  • 01/2007 → Present
    Massachusetts Mutual Life Insurance Co.
    Charlotte, NC
  • 01/2007 → Present
    Charlotte, NC
Previous Registrations
  • 2006-09-19 → 2007-01-19
    Signator Investors, Inc.
    Charlotte, NC
    Charlotte, NC
Other Businesses

NAME: BRANT HINCKLEY INV REL: N ADD: 4350 CONGRESS STREET SUITE 300 CHARLOTTE, NC 28209 NATURE: LIFE INSURANCE POSITION: SALES, AGENT START DATE: 01/01/2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-02
S63 Uniform Securities Agent State Law Examination 2001-06-21
  • S65 Uniform Investment Adviser Law Examination
    2005-08-02
  • S63 Uniform Securities Agent State Law Examination
    2001-06-21

View on SEC IAPD

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