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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-19 |
| TX | RA | APPROVED_RES | 2022-06-20 |
| WA | RA | APPROVED | 2022-06-16 |
Branch Locations
Palm Desert, CA • United States
520 Pike St Ste 2725, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/2005 | 06/2022 |
| Ameriprise Financial Services, Llc | Seattle | WA | 06/2022 | Present |
Real Estate Ownership; Single Family; 77629 Justin Court, , Palm Desert, CA, 92211; Not Investment-Related; 08/08/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-15 |
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