Kurt Joseph Rossi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Lpl Financial Llc
  Wall, NJ

Previous Registrations

• 2002-06-28 → 2008-01-08
  Ameriprise Financial Services, Llc
  Wall Township, NJ

Other Businesses

1. 12/06/2007: INDEPENDENT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 10/16/2009 - KJ ROSSI GROUP, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 5% OF TIME SPENT - USED TO PAY OFFICE EXPENSES SUCH AS RENT, UTILITIES, AND PAYROLL. 3. 02/19/2016 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/11/16 - 1 Hour Per Month During Securities Trading - LTCi Partners. 4. 7/14/2020 - DILTC- Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Started 07/01/2020 - 0 Hours Per Month - Disability/ Long Term Care Insurance.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-16

Designations

• Certified Financial Planner

Other Names

• Kurt Joseph Rossi
• Kurt Joseph Rossi, Cfp