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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-13 |
| NJ | RA | APPROVED | 2008-01-04 |
Branch Locations
3349 Highway 138 Bldg D # A, Wall, NJ 07719-9671 • United States
Allentown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wall | NJ | 01/2008 | Present |
1. 12/06/2007: INDEPENDENT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 10/16/2009 - KJ ROSSI GROUP, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 5% OF TIME SPENT - USED TO PAY OFFICE EXPENSES SUCH AS RENT, UTILITIES, AND PAYROLL. 3. 02/19/2016 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/11/16 - 1 Hour Per Month During Securities Trading - LTCi Partners. 4. 7/14/2020 - DILTC- Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Started 07/01/2020 - 0 Hours Per Month - Disability/ Long Term Care Insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-16 |
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