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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-20 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Walnut Creek | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*413120 - 308 North Catalina, LLC; Investment related - Yes; San Ramon,CA; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 1; After business hours: 0; Administrative *418120 - TBD; Investment related - Yes; San Ramon,CA; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 1; After business hours: 0; Administrative *535868 - Trust; Investment related: Yes; Danville, California; Trust; Trustee/Co-Trustee; 12/2022; During business hours: 7; After business hours: 3;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-27 |
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