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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-04-19 |
Branch Locations
20975 Swenson Drive Ste #225, Waukesha, WI 53186 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Waukesha | WI | 08/2012 | Present |
| Kestra Advisory Services, Llc | Waukesha | WI | 04/2016 | Present |
Business Name: Integrity Retirement Plan Services, LLC Investment Related: No Address: 20975 Swenson Drive Suite 125 Waukesha WI 53186 Nature of Business: Other TPA Position, Title or Relationship: Owner Start Date: 1/2/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversee work production of employee administrators.Business Name: Integrity Wealth Management, Inc. Investment Related: Yes Address: 20975 Swenson Drive Suite 125 Waukesha WI 53186 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2013 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Client management and gather new business.Business Name: Integrity Wealth Mangement, Inc. Investment Related: Yes Address: 20975 Swenson Drive Suite 125 Waukesha WI 53186 Nature of Business: Insurance Position, Title or Relationship: Sales of new personal insurance lines to individuals. Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales and ServicesBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Robertson Ryan Financial Services, Inc. Investment Related: Yes Address: 20975 Swenson drive, Suite 125 Waukesha WI 53186 Nature of Business: Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, sales and service provider. Along with my Business Partner Todd Kreitzman (Kestra REP as well). Start Date: 5/1/2019 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Sales and service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-01 |
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