Kevin John Shanks

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Spc
  Ann Arbor, MI
• 06/2016 → Present
  Parkland Securities, Llc
  Ann Arbor, MI

Previous Registrations

• 2007-10-09 → 2016-06-08
  Cuna Brokerage Services, Inc.
  Lansing, MI
  Saginaw, MI

Other Businesses

1. Insurance Agent: Various insurance sales through various insurance companies. 2. dba - Shanks Financial. 3. School board member - Swan Valley School District, Saginaw, MI. General board member / finance committee member with general oversight duties. Start date: 6/28/17, approx. 4 hrs/mo, none during trading. Reelected to a 4 year term ending December 2022. Not investment related. 4. President - Swan Valley Athletic Association, Saginaw, MI. Local non-profit to help student athletes in the Swan Valley School District. Start date: 11/1/17, approx. 8 hrs/mo, none during mkt hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-17
• S63 Uniform Securities Agent State Law Examination
  2001-07-06

Designations

• Chartered Financial Consultant