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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2017-10-09
  • VT RA
    APPROVED
    Since 2017-10-09

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

40 Pearl Street, Essex Junction, VT 05452 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp Burlington VT 09/2008 10/2017
Key Investment Services Llc Manchester CT 10/2017 Present
Previous Registrations
  • 2008-09-04 → 2017-10-09
    Williston, VT
    Colchester, VT
    Essex Junction, VT
    Berlin, VT
    Montpelier, VT
    Burlington, VT
    Castleton, VT
    Poultney, VT
    West Pawlet, VT
    Albany, NY
    Albany, NY
  • 2001-10-10 → 2008-09-03
    Burlington, VT
    Burlington, VT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-27
  • S66 Uniform Combined State Law Examination
    2001-08-27

View on SEC IAPD

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