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John Lukes Ii

Charles Schwab & Co., Inc.

Austin, TX

CRD 4408261

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-14
  • TX RA
    APPROVED
    Since 2013-05-14

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 08/2009 Present
Previous Registrations
Other Businesses

21 KEEP LLC|Investment Related:No|Consumer Packaged Goods Manufacturing|Owner|2024-12-16|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I will be starting a company that makes soap and selling it online, at local markets, and ETSY. I'll be responsible for all aspects of the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-13
  • S66 Uniform Combined State Law Examination
    2013-05-13
Other Names
  • John Lukes
  • John Lukes
  • John Lukes

View on SEC IAPD

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