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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
OH RA APPROVED 2002-06-27
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • OH RA
    APPROVED
    Since 2002-06-27

Branch Locations

3333 Massillon Rd Ste 110, Akron, OH 44312 • United States

Akron, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Akron OH 09/2005 03/2020
Ameriprise Financial Services, Llc Akron OH 03/2020 Present
Other Businesses

Other Business Activities; Catch the Impossible, Inc; Ohio Statutory Agent; 204 S Summerlin Ave, , Orlando, FL, 32801; Not Investment-Related; 01/01/2018; 0 hours per month; 0 during trading hours / Audio Ape, Inc.; Manufacture and sale of entertainment industry hardware; 204 S Summerlin Ave, , Orlando, FL, 32801; Not Investment-Related; 02/01/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-22
  • S66 Uniform Combined State Law Examination
    2002-06-22
Designations

View on SEC IAPD

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