David Martin Bowie

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-04-15
TX	RA	APPROVED_RES	2016-12-19
MD	RA	APPROVED	2014-12-11

NC RA
APPROVED

Since 2021-04-15
TX RA
APPROVED_RES

Since 2016-12-19
MD RA
APPROVED

Since 2014-12-11

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

3700 Glenwood Avenue Suite 300, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bethesda	MD	12/2014	Present

12/2014 → Present

Ubs Financial Services Inc.

Bethesda, MD

Other Businesses

RENTAL PROPERTY; REAL ESTATE; CO-OWNER OF RENTAL PROPERTIES; STARTED IN 1989; 2 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; DEAL WITH RENTAL AGENCY AND SUBMIT RECEIPTS TO ACCOUNTANT. BETHESDA BLUES & JAZZ, LLC, 4550 MONTGOMERY AVE., #230N, BETHESDA, MD 20814 / MUSIC VENUE AND RESTAURANT / NOT INVESTMENT RELATED / PASSIVE (<1%) OWNER / NOT SECURITIES RELATED / 0 HOURS PER MONTH Financial Education Network, education, lecture and teach, START DATE-8/1/2018,Lake Oswego Oregon United States-97034.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-11
S63	Uniform Securities Agent State Law Examination	2001-10-05

S66 Uniform Combined State Law Examination

2014-12-11
S63 Uniform Securities Agent State Law Examination

2001-10-05

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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