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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Boston | MA | 06/2014 | 08/2023 |
| Mml Investors Services | Boston | MA | 06/2014 | 08/2023 |
| Cadaret, Grant & Co., Inc. | Waltham | MA | 08/2023 | 07/2025 |
| Lpl Financial Llc | Waltham | MA | 07/2025 | Present |
1 - 07/2025 - Insurance Sales - Non-Variable Insurance - Inv Related - 65 Hours/Month - 30 Hours During Trading - Waltham, MA - OBA Start Date: 06/30/2021. 2 - 07/2025 - Prentice Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hours/Month - 60 Hours During Trading - At reported business location(s). 3 - 07/2025 - DWTL LLC - Real Estate Rental - Inv Related - 5 Hours/Month - Greenville, SC - OBA Start Date: 03/17/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-31 |
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