Douglas Wesley Greene

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 08/2023
  Mass Mutual Life Insurance Company
  Boston, MA
• 06/2014 → 08/2023
  Mml Investors Services
  Boston, MA
• 08/2023 → 07/2025
  Cadaret, Grant & Co., Inc.
  Waltham, MA
• 07/2025 → Present
  Lpl Financial Llc
  Waltham, MA

Previous Registrations

• 2023-08-16 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Waltham, MA
  Rochester, NY
• 2010-09-23 → 2014-07-30
  Northwestern Mutual Investment Services, Llc
  Wellesley, MA
  Wellesley, MA

Other Businesses

1 - 07/2025 - Insurance Sales - Non-Variable Insurance - Inv Related - 65 Hours/Month - 30 Hours During Trading - Waltham, MA - OBA Start Date: 06/30/2021. 2 - 07/2025 - Prentice Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hours/Month - 60 Hours During Trading - At reported business location(s). 3 - 07/2025 - DWTL LLC - Real Estate Rental - Inv Related - 5 Hours/Month - Greenville, SC - OBA Start Date: 03/17/2021.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-21
• S63 Uniform Securities Agent State Law Examination
  2001-08-31

Designations

• Certified Financial Planner