Mark Edward Fell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 12/2020 → Present
  Conte Fell Advisors
  Mt Pleasant, SC
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-11-29 → 2011-02-28
  New England Securities
  Charleston, SC

Other Businesses

(1) NAME OF OTHER BUSINESS: CONTE FELL ADVISORS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER/REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SERVICE SECURITIES AND FINANCIAL PLANNING ; (2) NAME OF OTHER BUSINESS: COMMUNITIES IN SCHOOLS; INVESTMENT RELATED: NO; ADDRESS: 1090 E MONTAGUE AVENUE, N CHARLESTON, SC 29405; NATURE OF BUSINESS: NON-PROFIT; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: BOARD DIRECTOR APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: DETERMINE POLICY RELATING TO NON-PROFITS OPERATIONS AND FUNDRAISING ACTIVITIES; (3) NAME OF OTHER BUSINESS: THE LATINX EXCHANGE CLUB OF CHARLESTON, SC; INVESTMENT RELATED: NO; ADDRESS: 2176 SAVANNAH HIGHWAY UNIT 109 CHARLESTON, SC 29414; NATURE OF BUSINESS: CIVIC SERVICE CLUB; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: MAINTAINING BOOKS & RECORDS, HANDLING ACCOUNTS PAYABLE AND RECEIVABL, BILLING AND BUDGETING; (4) NAME OF OTHER BUSINESS: LOWCOUNTRY FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2007; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2007-11-08
• S63 Uniform Securities Agent State Law Examination
  2002-11-21

Other Names

• Mark Fell