Alexander Simon Brown

Current Employers

Employment History

• 01/2013 → 02/2021
  Bb&T Securities, Llc
  Reston, VA
• 02/2021 → 06/2024
  Truist Investment Services, Inc.
  Reston, VA
• 02/2021 → 06/2024
  Truist Advisory Services, Inc.
  Atlanta, GA
• 06/2024 → Present
  Rbc Capital Markets, Llc
  Vienna, VA

Previous Registrations

• 2021-02-17 → 2024-06-20
  Truist Advisory Services, Inc.
  Atlanta, GA
  Reston, VA
• 2013-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Alexandria, VA
  Reston, VA
  Richmond, VA
• 2010-04-21 → 2013-01-02
  Scott & Stringfellow, Llc
  Alexandria, VA
• 2002-02-11 → 2010-04-21
  Wells Fargo Clearing Services, Llc
  Mclean, VA
  Mclean, VA

Other Businesses

1.FAIRFAX COUNTY ADULT EDUCATION. INVESTMENT RELATEED. INSTRUCTOR - "DIVERSIFY YOUR PORTFOLIO NOW" 6815 EDSALL RD, SPRINGFIELD, VA 22151. TEACH CLASS ON BASICS OF ALTERNATIVE INVESTMENTS, 2 HRS/MONTH. 0 HRS/BUSINESS DAY. 2009. 2.OAKTON HIGH SCHOOL. 2900 SUTTON RD, VIENNA, VA 22181 NOT INVESTMENT RELATED, ASSISTANT VARSITY LACROSSE COACH, BEGAN 2/2010, 12 HOURS/WEEK DRUING SPRING SEASON, NOT DURING BUSINESS HOURS, IS COMPENSATED. 3. ARLINGTON COUNTY ADULT EDUCATION. INVESTMENT RELATED - INSTRUCTOR FOR "GUIDE TO THE MARKETS" 2801 CLARENDON BLVD, SUITE 306, ARLINGTON, VA 22201. EDUCATIONAL. TEACH CLASS ON BASICS OF STOCKS, BONDS, ECONOMIC FUNDAMENTALS. 2 HRS/MONTH. 0 HRS/BUSINESS DAY. JAN. 2010. IS COMPENSATED. (4) NAME OF ENTITY: Loudoun Country Day School, Inc. ADDRESS: 20600 Red Cedar Dr Leesburg VA 20175 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Sep 10, 2025 CAPACITY: Treasurer, Other DUTIES: Member of the Board of Trustees for a three year term and will join two committees. Objective to help school with long-term planning goals. My three kids attend this school. I've been asked to serve as the Treasurer of the Board and to serve as the chair of the finance committee. As Treasurer my responsibilities would include providing fiduciary oversight, reviewing the schools financial position, presenting financial reports to the board and working with the schools CFO and the finance committee to ensure the school's financial policies and practices support the board's governance responsibilities. As chair of the finance committee, I would assist in reviewing the school's operating and capital budgets, monitor financial performance, evaluate investments and reserves, and make recommendations to the board of trustees on financial matters. Neither position confers signatory authority over the school's bank, brokerage, or investment accounts. And I would not be an authorized signatory on the any of the schools financial accounts. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-08
• S63 Uniform Securities Agent State Law Examination
  2001-09-06

Designations

Other Names

• Alex Brown
• Alex Simon Brown