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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-04-26 |
| CT | RA | APPROVED | 2011-03-14 |
Branch Locations
555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States
555 Long Wharf Dr 9Th Fl [Xe-Rbo], New Haven, CT 06511 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hamden | CT | 02/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hamden | CT | 11/2016 | Present |
MILFORD HOSPITAL; NOT INVESTMENT RELATED; MILFORD, CT; HEALTHCARE/HOSPITAL; CORPORATOR; START DATE 11/2011; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES HELP ORGANIZE CHARITY EVENTS FOR THE HOSPITAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-15 |
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