Randy Mark Matthews

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2022-01-31
TX	RA	APPROVED	2011-06-30

LA RA
APPROVED

Since 2022-01-31
TX RA
APPROVED

Since 2011-06-30

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Dallas	TX	06/2011	Present

06/2011 → Present

Lpl Financial Llc

Dallas, TX

Previous Registrations

2006-09-29 → 2011-07-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Dallas, TX
2005-08-26 → 2006-10-02

Chase Investment Services Corp.

Dallas, TX

Chicago, IL
2004-10-11 → 2005-08-24

Citigroup Global Markets Inc.

Dallas, TX
2003-08-07 → 2004-10-08

Morgan Stanley Dw Inc.

Dallas, TX

Other Businesses

1. 6/6/2011: DBA ONLY - MATTHEWS WEALTH MANAGEMENT. 2. 3/9/2012: NON-VARIABLE INSURANCE - SELLING FIXED INSURANCE PRODUCTS THROUGH CRUMP INSURANCE SERIVCES, GENERAL AGENT. - TIME SPENT 10%.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-01
S63	Uniform Securities Agent State Law Examination	2001-06-08

S65 Uniform Investment Adviser Law Examination

2003-04-01
S63 Uniform Securities Agent State Law Examination

2001-06-08

View on SEC IAPD