Samuel Gerald Coccia

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 04/2019
  Gf Investment Services, Llc
  Sarasota, FL
• 06/2013 → 04/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 07/2012 → Present
  Coccia Group, Inc.
  Greenock, PA
• 04/2019 → Present
  J.W. Cole Financial, Inc
  Tampa, FL
• 04/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2013-06-25 → 2019-04-23
  Global Financial Private Capital, Inc.
  Mckeesport, PA
  Sarasota, FL
  White Oak, PA
• 2011-10-04 → 2013-06-21
  Cl Wealth Management Llc
  Schaumburg, IL
• 2010-09-16 → 2011-09-30
  Workman Securities Corporation
  Mckeesport, PA
• 2007-11-14 → 2010-08-19
  Legend Advisory, Llc
  Mckeesport, PA
  Palm Beach Gardens, FL

Other Businesses

(1) SYNERGY FINANCIAL/MCKEESPORT, PA /AGENT/SINCE 1997/SOME INVESTMENT RELATED, SOME NOT/INDEPENDENT INSURANCE AGENCY/SALES OF INSURANCE PRODUCTS: FIXED LIFE AND ANNUITY PRODUCTS, HEALTH, MEDICARE & DISABILITY PRODUCTS/30 HOURS PER WEEK DEVOTED. (2) COCCIA GROUP, INC - 911 CHERRY ST. GREENOCK, PA 15047 - INSURANCE RELATED SALES - DUTIES INCLUDE PAYROLL AND ATTENDING ANNUAL MEETING - PRESIDENT/OWNER - START DATE 7/30/2012 - NON-INVESTMENT RELATED - SPEND 1-2 HOURS PER WEEK. (3) Referee - 900 Castle Shannon Rd Pittsburgh, PA 15234 - On-ice official/ hockey referee - Start Date 2/1/2023 - Not investment related - 0 hours per week during trading hours. (4) First Evangelical Free Church; Not investment related; 4001 University Dr, McKeesport, PA 15132; Trustee; Creating and implementing annual budget. Deal with employment and building maintenance; Start 4/1/2025; 3 hours/month during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-05
• S63 Uniform Securities Agent State Law Examination
  2002-01-28

Other Names

• Samuel Gerald Coccia
• Samuel Gerald Coccia