Jon Thomas Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 10/2016
  Usaa Financial Planning Services
  San Antonio, TX
• 01/2004 → 10/2016
  Usaa Financial Advisors, Inc.
  San Antonio, TX
• 03/2013 → Present
  Sans Ltd Enterprises Llc
  Boerne, TX
• 10/2016 → Present
  Lpl Financial, Llc
  San Antonio, TX

Previous Registrations

• 2003-04-14 → 2016-10-26
  Usaa Financial Planning Services
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

1.10/25/2016; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Genesis Wealth Management; Investment Related; at Reported Business Location(s); Start Date 09/27/2016; 200hrs/mth; 8hrs during trading 2.06/17/2019; Sans Enterprises LLC; Real Estate Rental; Not Investment Related; ; Start Date 01/01/2013; 1hrs/mth; 0hrs during trading 3.08/27/2026; Achtung91, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 08/25/2026; 1hrs/mth; 1hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-11
• S63 Uniform Securities Agent State Law Examination
  2001-08-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant