Best Investors Account Sign in

Trisha G Keller

Stifel, Nicolaus & Company, Incorporated

Bluffton, SC

CRD 3109959

Claim This Profile
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-11-27
  • SC RA
    APPROVED
    Since 2023-11-27

Branch Locations

1276 May River Road Suite 200, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Bluffton SC 01/2009 07/2019
Morgan Stanley Hilton Head Island SC 10/2022 11/2023
Unemployed Naples 07/2019 10/2022
Stifel, Nicolaus & Company, Incorporated Bluffton SC 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-12
Other Names
  • Trisha Gail Hagerman
  • Trisha Gail Keller
  • Trisha Gail Bliss

View on SEC IAPD

Nearby Firms

OAK ADVISORS, LLC
LPL FINANCIAL LLC
GWN SECURITIES INC.

Nearby Investors

JOHN CHARLES CHIACCHIERO
HEIDI OBENAUER YOSHIDA
MICHELLE ANN MYHRE

Nearby Offices

OAK ADVISORS, LLC · BLUFFTON, SC
LPL FINANCIAL LLC · BLUFFTON, SC
GWN SECURITIES INC. · Bluffton, SC

More in Bluffton, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor