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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

521 W Water St, Decorah, IA 52101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. FIXED INSURANCE PRODUCTS; LIFE, HEALTH, DISABILTY, ANNUITIES, AND LTC; 2. DBA - LIFETIME FINANCIAL SOLUTIONS, DECORA IA, 50% OWNER, 40 HOURS PER WEEK; 3. 3. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY SERVICES; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-08-16
  • S63 Uniform Securities Agent State Law Examination
    2001-08-16
Designations
Other Names
  • Londa Kay Van Raden
  • Londa Kay Klemme

View on SEC IAPD

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