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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2009-09-21 |
| TX | RA | APPROVED | 2009-09-14 |
Branch Locations
1400 West Century Avenue P.O.B 1238, 58502-9955, Bismarck, ND 58503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bismarck | ND | 09/2009 | Present |
1. Missouri Slope Areawide United Way; 515 N 4th St, Bismarck, ND 58501; Non-profit; Member of endowment committee; Assist with oversight of the policies and procedures of their endowment; 03/10/2021; 2 Hours per Quarter; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-06 |
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