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Frank Joseph Gaetano

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-20
TX RA APPROVED 2026-08-20
  • NJ RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED
    Since 2026-08-20

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 08/2026
Wells Fargo Clearing Services, Llc Paramus NJ 08/2026 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 01/2015 → 08/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2026 → Present
    Wells Fargo Clearing Services, Llc
    Paramus, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2026-08-24
    Morgan Stanley
    Paramus, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgewood, NJ
  • 2006-05-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ridgewood, NJ
  • 2002-04-24 → 2006-06-08
    Citigroup Global Markets Inc.
    Paramus, NJ
    Paramus, NJ
    Paramus, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-28
  • S66 Uniform Combined State Law Examination
    2002-02-28
Other Names
  • Frank Joseph Gaetano

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

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