Lance D. Hopkins

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
• 05/2011 → Present
  Bank Of America, N.A.
  Baton Rouge, LA

Other Businesses

I*9560 Entity: Type: rental property Name of outside business organization: L. H. Investment related: No Address of business: Baton Rouge, Louisiana 70820 Position, title, association: Co-owner with other family members Start date of relationship: 7/1/2020 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*871241For profit or not for profit: Entity Charitable Name of outside business organization: Immaculate Conception Catholic Church Investment related: No Address of business: Lakeland, Louisiana 70752 Nature of business: Church or Religious Organization Position, title, association: Finance committee Start date of relationship: 6/8/2022 Number of hours devoted: 4 hours Yearly Number of hours devoted during trading hours: 0 Duties: Will work with other members of the committee to create and track budget for the church I*: 1449282 Entity Type: For Profit Name of OBA: H&H Ag LLC Address: Erwinville, LA 70729 Investment Related: No Position, Title, Association: General Partner/ Managing Member Employee Start Date: 9/14/2023 Number of Hours: 1 Number of Hours during trading: 0 Duties: This will be for a purchase of 33 acres of Farm land with the intend of farming sugar cane. I will be majority owner of the LLC with an operating agreement for the minority owner to purchase my shares over a 5-7yr period. I will have no day to day responsibilities. I*: 2435260 Entity Type: For Profit Name of OBA: L&M Beach Rentals Address: Beuche, LA 70729 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 04/28/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: This is a beach condo that my wife and I are purchasing. We will also rent it our to cover some of the cost.

Exams

• S66 Uniform Combined State Law Examination
  2001-09-07