Patricia Dolores Soto

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-05-03
TX	RA	APPROVED	2021-05-03

MD RA
APPROVED

Since 2021-05-03
TX RA
APPROVED

Since 2021-05-03

Branch Locations

Edgewood, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Financial Planning, Inc	Fort Worth	TX	05/2001	03/2021
First Command Financial Planning	Fort Worth	TX	09/2005	03/2021
First Command Financial Services, Inc	Fort Worth	TX	08/2001	03/2021
First Command Advisory Services	Fort Worth	TX	12/2015	03/2021
Cambridge Investment Research, Inc.	Fairfield	IA	05/2021	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	05/2021	Present

05/2001 → 03/2021

First Command Financial Planning, Inc

Fort Worth, TX
09/2005 → 03/2021

First Command Financial Planning

Fort Worth, TX
08/2001 → 03/2021

First Command Financial Services, Inc

Fort Worth, TX
12/2015 → 03/2021

First Command Advisory Services

Fort Worth, TX
05/2021 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
05/2021 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2015-12-15 → 2021-04-12

First Command Advisory Services

Fort Worth, TX

Aberdeen, MD

Fort Worth, TX
2005-09-02 → 2015-12-15

First Command Brokerage Services, Inc.

Belcamp, MD

Aberdeen, MD

Camp Springs, MD

Annapolis, MD

Camp Springs, MD
2004-12-10 → 2005-09-02

First Command Bank

Fort Worth, TX

Other Businesses

1) PATRICIA SOTO, 3478 ALBANTOWNE WAY, EDGEWOOD, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/02/18, INV REL, 10 HR/MO- 2/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 05/03/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) MY SHEPHERD FINANCIAL, 3478 Albantowne Way, Edgewood MD 21040, 09/2024, Owner, Using a Trade Name / DBA, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-11-28
S63	Uniform Securities Agent State Law Examination	2001-07-26

S65 Uniform Investment Adviser Law Examination

2004-11-28
S63 Uniform Securities Agent State Law Examination

2001-07-26

Other Names

Trish Soto

View on SEC IAPD