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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-05
AR RA APPROVED 2009-01-30
  • TX RA
    APPROVED_RES
    Since 2022-01-05
  • AR RA
    APPROVED
    Since 2009-01-30

Branch Locations

Sherwood, AR • United States

12921 Cantrell Road Suite 400, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Little Rock AR 01/2009 Present
  • 01/2009 → Present
    Raymond James & Associates
    Little Rock, AR
Previous Registrations
  • 2007-04-02 → 2009-02-02
    Morgan Stanley & Co. Llc
    Little Rock, AR
  • 2002-11-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Little Rock, AR
    Little Rock, AR
Other Businesses

Name of Business : Immaculate Conception Catholic School Address: 7000 JFK Blvd,North Little Rock, AR Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Advisor Investment Related:Yes Start Date: 02/03/2017 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: School Finance Council--members of the council review the school's financials on a quarterly basis and help the principal prepare the school budget for presentation to the School Board for approval. Advisory capacity only to the priest and principal.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-30
  • S66 Uniform Combined State Law Examination
    2001-07-30
Other Names
  • Lori Michelle Hussey
  • Lori M Brown

View on SEC IAPD

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