William Patrick Carroll

Current Employers

Employment History

• 01/2013 → 10/2016
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) REFEREE HIGH SCHOOL BASKETBALL & LACROSSE GAMES. 2) FIXED INSURANCE: LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 3) NAME OF OTHER BUSINESS: CARROLL INVESTMENT SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: NOVEMBER 2011, APPROX NUMBER OF HOURS PER MONTH: 200, BRIEF DESCRIPTION OF DUTIES: SELL FINANCIAL SERVICES ALONG WITH DUTIES OF PRESIDENT AND OWNER; 4) NAME OF OTHER BUSINESS: FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: AFFILIATED PERSON START DATE: 01/02/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/17/2016

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-09-01

Other Names

• Bill Carroll