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Mary-Louise Ferguson

Rbc Capital Markets, LLC

St. Petersburg, FL

Tampa, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-07-24
TX RA APPROVED_RES 2015-02-05
FL RA APPROVED 2009-10-09
  • VI RA
    APPROVED
    Since 2023-07-24
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • FL RA
    APPROVED
    Since 2009-10-09

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Tampa FL 10/2009 Present
City National Bank St. Petersburg FL 09/2016 Present
Previous Registrations
  • 2003-06-10 → 2009-10-09
    J. B. Hanauer & Co.
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-11
  • S66 Uniform Combined State Law Examination
    2001-10-11
Other Names
  • Mary-Lou Ricci
  • Mary-Lou Fergusen
  • Mary-Louise Fergusen

View on SEC IAPD

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