Gabriel M Aufiero

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 10/2025
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2012 → 10/2025
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 10/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-01-02 → 2025-11-11
  Cambridge Investment Research Advisors, Inc.
  Burlington, MA
  Burlington, MA
• 2012-03-15 → 2012-12-31
  Cambridge Investment Research Advisors, Inc.
  Burlington, MA
• 2010-05-24 → 2012-03-26
  Lpl Financial Llc
  Westford, MA
  Westwood, MA
• 2007-01-18 → 2010-05-21
  Edward Jones
  Waltham, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2005; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2006-12-29
• S63 Uniform Securities Agent State Law Examination
  2005-03-11

Other Names

• Gabriel M Aufiero