Trey Harold Whalley

Current Employers

Employment History

• 12/2013 → 11/2018
  Sii
  Andover, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  New Bedford, MA

Previous Registrations

• 2013-12-20 → 2018-11-02
  Signator Investors, Inc.
  Andover, MA
  Warwick, RI
  New Bedford, MA
  Warwick, RI
  Warwick, RI
  Andover, MA

Other Businesses

1. FAIRHAVEN IMPROVEMENT ASSOCIATION POSITION: Director NATURE: Volunteer organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2006 ADDRESS: P.O. Box 404, Fairhaven MA 02719, United States DESCRIPTION: Officer 2. GROUP HEALTH BENEFITS POSITION: broker NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2017 ADDRESS: 160 Speen Street, Framingham MA 01701, United States. DESCRIPTION: broker 3. MATTAPOISETT SHORES ASSOCIATION POSITION: Vice President NATURE: Homeowners association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 0 Grandview Ave., Mattapoisett MA 02739, United States DESCRIPTION: Fill in for President when needed. No handling of money. Voting on budgets. 4. WORKS 4 U POSITION: President NATURE: Non Profit 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 1 Farmfield St., Fairhaven MA 02719, United States DESCRIPTION: As President, provide direction for this non-profit that seeks to end homelessness through work.Our primary purpose is to find work for the homeless. Our secondary purpose is to be simply charitable to the homeless. In this capacity, we give out clothes, boots, tents, sleeping bags, and gift cards to buy food to any homeless in need who ask for help. So in other words, not contingent on them working on projects with us. Currently there are no employees. Only volunteers. There is a vast experience across the board with fund raising. I am not involved in any fundraising. I do not handle any money. My clients are not allowed to make donations to this charity.MA does not have oversight in the manner we work with the homeless according to our attorney. We do not employ them like some programs do in other cities. We train the homeless for job interviews and basic manual labor skills as well as carpentry skills. We also support them once they are employed by providing work tools, transportation, and further training. We have a van to transport them to and from work. We have liability insurance. 5. NEW BEDFORD SALVATION ARMY SUPERVISORY BOARD POSITION: Board member NATURE: Charity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2021 ADDRESS: 619 Purchase St, New Bedford MA 02740, United States DESCRIPTION: Supervisory board members are not fiduciaries nor are they directors. They simply provide feedback on community programs conducted by the Salvation Army. I am not involved with fundraising or handling any money. 6. PROVIDENTIAL PARTNERS, LLC POSITION: President NATURE: DBA organized as LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 280 SECURITIES TRADING HOURS: 32 START DATE: 09/09/2014 ADDRESS: 227 Union St., Ste 701, New Bedford MA 02740, United States DESCRIPTION: Financial Advisor 7. C.O.R.E. MARKETING GROUP POSITION: NA NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2022 ADDRESS: 7373 N. Scottsdale Rd., Suite A-287, Scottsdale AZ 85253, United States DESCRIPTION: I use them for writing life insurance.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-22

Other Names

• Harold Whalley
• Trey Harold Whalley