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Steven Erik Jaksch

Tcfg Investment Advisors, LLC

Laguna Niguel, CA

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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-09
FL RA APPROVED 2026-01-09
MN RA APPROVED 2026-01-09
ND RA APPROVED 2026-01-09
AZ RA APPROVED 2021-12-01
TX RA APPROVED_RES 2021-11-17
WA RA APPROVED 2020-12-03
  • CA RA
    APPROVED
    Since 2026-01-09
  • FL RA
    APPROVED
    Since 2026-01-09
  • MN RA
    APPROVED
    Since 2026-01-09
  • ND RA
    APPROVED
    Since 2026-01-09
  • AZ RA
    APPROVED
    Since 2021-12-01
  • TX RA
    APPROVED_RES
    Since 2021-11-17
  • WA RA
    APPROVED
    Since 2020-12-03

Branch Locations

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Anaheim CA 06/2002 08/2019
Charles Schwab Bank Anaheim CA 02/2005 08/2019
Miracle Mile Advisors, Llc Los Angeles CA 08/2019 10/2020
Tcfg Investment Advisor, Llc Laguna Niguel CA 11/2020 Present
Tcfg Wealth Management, Llc Laguna Niguel CA 03/2020 Present
  • 06/2002 → 08/2019
    Charles Schwab & Co., Inc
    Anaheim, CA
  • 02/2005 → 08/2019
    Charles Schwab Bank
    Anaheim, CA
  • 08/2019 → 10/2020
    Miracle Mile Advisors, Llc
    Los Angeles, CA
  • 11/2020 → Present
    Tcfg Investment Advisor, Llc
    Laguna Niguel, CA
  • 03/2020 → Present
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
Previous Registrations
Other Businesses

Mr. Jaksch is associated with TCFG Wealth Management, LLC ("TCFG Wealth") | Registered Broker Dealer | 98% of the time | Chapman Argyos Alumni Association | Not investment related | 6/15/2021| Board President, Unpaid | Orange, CA | 5 hours/month; 0 during trading hours | Coordinating events for alumni, raising awareness of graduate programs | Tower Two Advisors, DBA | Investment related, Financial Planning | President | Anaheim, CA | 40 hours/month | TCFG Investment Advisors, LLC | Investment related | 10/2021 | 28202 Cabot Road, Ste 305, Laguna Niguel, CA 92677 | 160 hours/month during trading hours | Financial planning, investment management; Advising on investments/wealth advisor | TCFG Insurance Solutions, LLC | Investment related | 10/2021 | 28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677 | 40 hours/month during trading hours |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-30
  • S66 Uniform Combined State Law Examination
    2001-07-30
Other Names
  • Steven Jaksch

View on SEC IAPD

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