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1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-25 |
| CT | RA | APPROVED | 2020-07-31 |
Branch Locations
1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Securities Llc | New York | NY | 04/1998 | 11/2018 |
| Procyon Institutional Partners, Llc | Shelton | CT | 07/2020 | 12/2021 |
| Self | Wilton | CT | 11/2018 | 06/2020 |
| Procyon Advisors, Llc | Wilton | CT | 07/2020 | Present |
1) Licensed insurance agent; Non-investment related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-28 |
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