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Andrew J. Jason Leung

Procyon

Sarasota, FL

Shelton, CT

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Current Employers
Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-25
CT RA APPROVED 2020-07-31
  • FL RA
    APPROVED
    Since 2025-06-25
  • CT RA
    APPROVED
    Since 2020-07-31

Branch Locations

Sarasota, FL • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc New York NY 04/1998 11/2018
Procyon Institutional Partners, Llc Shelton CT 07/2020 12/2021
Self Wilton CT 11/2018 06/2020
Procyon Advisors, Llc Wilton CT 07/2020 Present
  • 04/1998 → 11/2018
    Ubs Securities Llc
    New York, NY
  • 07/2020 → 12/2021
    Procyon Institutional Partners, Llc
    Shelton, CT
  • 11/2018 → 06/2020
    Self
    Wilton, CT
  • 07/2020 → Present
    Procyon Advisors, Llc
    Wilton, CT
Previous Registrations
  • 2020-07-31 → 2021-12-31
    Procyon Institutional Partners, Llc
    Shelton, CT
Other Businesses

1) Licensed insurance agent; Non-investment related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-31
S63 Uniform Securities Agent State Law Examination 1999-09-28
  • S65 Uniform Investment Adviser Law Examination
    2020-07-31
  • S63 Uniform Securities Agent State Law Examination
    1999-09-28
Designations
Other Names
  • Andrew J Leung
  • Andrew Jason Leung

View on SEC IAPD

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