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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-22
IN RA APPROVED 2014-03-10
  • TX RA
    APPROVED_RES
    Since 2016-04-22
  • IN RA
    APPROVED
    Since 2014-03-10

Branch Locations

198 Logan Street, Noblesville, IN 46060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Noblesville IN 02/2014 Present
Previous Registrations
  • 2010-01-12 → 2014-02-28
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2006-10-02 → 2009-12-31
    Woodbury Financial Services, Inc.
    Carmel, IN
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-01
S63 Uniform Securities Agent State Law Examination 2001-06-18
  • S65 Uniform Investment Adviser Law Examination
    2006-05-01
  • S63 Uniform Securities Agent State Law Examination
    2001-06-18
Other Names
  • Matt N Arthur
  • Matthew Nolen Arthur

View on SEC IAPD

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