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Jody John Totton

Cambridge Investment Research Advisors, Inc.

Grand Lake, CO

Fairfield, IA

Columbia, SC

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-13
CO RA APPROVED 2025-11-07
IA RA APPROVED 2015-03-10
  • SC RA
    APPROVED
    Since 2025-11-13
  • CO RA
    APPROVED
    Since 2025-11-07
  • IA RA
    APPROVED
    Since 2015-03-10

Branch Locations

Grand Lake, CO • United States

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2015 Present
Previous Registrations
Other Businesses

1) RENTAL PROPERTY, 474 N Lake Shore Drive #2110, Chicago IL 60611, United States, 01/01/2020, Owner, Real Estate, INV REL, 1 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-06
  • S66 Uniform Combined State Law Examination
    2010-12-06
Other Names
  • Jody Jon Totton

View on SEC IAPD

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