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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-01 |
Branch Locations
3206 Tower Oaks Blvd 4Th Floor, Rockville, MD 20852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc | Rockville | MD | 05/2001 | 10/2016 |
| Guardian Life Ins | Reston | MD | 10/2016 | 04/2018 |
| Park Avenue Securities | Reston | MD | 10/2016 | 04/2018 |
| Guardian Life Insurance | Bethesda | MD | 12/2016 | 03/2018 |
| Park Avenue Securities | Bethesda | MD | 12/2016 | 03/2018 |
| Grove Point Investments, Llc | Rockville | MD | 03/2020 | 05/2025 |
| Open Air | Gaithersburg | MD | 09/2018 | Present |
| Air Wisconsin Airline | Appleton | WI | 01/2020 | Present |
| Ascent Financial Management | Rockville | MD | 01/2005 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Operate Tower Oaks Testing Llc Testing Center | Rockville | MD | 06/2021 | Present |
| Gem Financial Services | Rockville | MD | 04/2020 | Present |
| Lpl Financial Llc | Rockville | MD | 05/2025 | Present |
1. 5/2025 - United Airlines - Outside/W-2 Employment - NOT INV REL - Chicago, IL - Start Date 03/25/2025 - 75hrs/MTH - 15hrs During Trading 2. 5/2025 - Open Air - Outside/W-2 Employment - NOT INV REL - Gaithersburg, MD - Start Date 07/19/2018 - 1hr/MTH 3. 5/2025 - Seth Meyers / Ascent Financial Management - Non-Variable Insurance - INV REL - At Reported Business Location - Start Date 01/01/2005 - 10hrs/MTH - 5hrs During Trading 4. 5/2025 - Tower Oaks Testing, LLC - Business Owner - INV REL - Rockville, MD - Start Date 03/24/2021 - 10hrs/MTH - 3hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-08 |
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