Crissel Lopez

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Prudential Insurance Company Of America	Hartford	CT	07/2013	08/2017
Prudential Investment Management Services	Hartford	CT	07/2013	08/2017
Global Portfolio Strategies, Inc.	Hartford	CT	03/2016	08/2017
Tiaa	Hamden	CT	08/2017	06/2020
Tiaa-Cref Individual & Institutional Services, Llc	Hamden	CT	08/2017	06/2020
Fidelity Investments	New Haven	CT	08/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

07/2013 → 08/2017

Prudential Insurance Company Of America

Hartford, CT
07/2013 → 08/2017

Prudential Investment Management Services

Hartford, CT
03/2016 → 08/2017

Global Portfolio Strategies, Inc.

Hartford, CT
08/2017 → 06/2020

Tiaa

Hamden, CT
08/2017 → 06/2020

Tiaa-Cref Individual & Institutional Services, Llc

Hamden, CT
08/2020 → Present

Fidelity Investments

New Haven, CT
03/2025 → Present

Fidelity Investments

Boston, MA

2020-09-16 → 2025-03-31

Fidelity Personal And Workplace Advisors

New Haven, CT
2017-08-29 → 2020-08-17

Tiaa-Cref Individual & Institutional Services, Llc

Hamden, CT
2016-03-02 → 2017-08-16

Global Portfolio Strategies, Inc.

Hartford, CT
2007-06-19 → 2013-07-10

Ast Investment Services, Inc.

Shelton, CT
2006-06-29 → 2007-04-20

Wells Fargo Clearing Services, Llc

Naples, FL

Englewood, FL
2004-10-20 → 2005-07-13

Banc Of America Investment Services, Inc.

New Haven, CT
2004-08-19 → 2004-10-20

Quick & Reilly, Inc.

Clinton, CT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-08-17
S63	Uniform Securities Agent State Law Examination	2001-07-10

Other Firms