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Gulneer S Sarang

Charles Schwab & Co., Inc.

Pleasanton, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-23
  • CA RA
    APPROVED
    Since 2025-05-23

Branch Locations

6200 Stoneridge Mall Road Suite 100, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Moraga CA 05/2016 05/2024
Wells Fargo Clearing Services Llc Moraga CA 06/2017 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Piedmont CA 07/2024 05/2025
Bank Of America, N.A. Piedmont CA 10/2024 05/2025
Charles Schwab & Co., Inc. Pleasanton CA 05/2025 Present
Charles Schwab Bank Pleasanton CA 05/2025 Present
Previous Registrations
  • 2024-11-21 → 2025-05-13
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Piedmont, CA
    Vallejo, CA
    Piedmont, CA
    Livermore, CA
    Piedmont, CA
  • 2005-10-25 → 2007-08-08
    Wells Fargo Investments, Llc
    Pinole, CA
    Pinole, CA
    Concord, CA
  • 2004-07-15 → 2005-07-21
    Citicorp Investment Services
    Newark, CA
  • 2003-09-12 → 2004-06-03
    Morgan Stanley Dw Inc.
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-20
S63 Uniform Securities Agent State Law Examination 2017-09-12
  • S66 Uniform Combined State Law Examination
    2024-11-20
  • S63 Uniform Securities Agent State Law Examination
    2017-09-12
Other Names
  • Gary Sarang
  • Gulneer Singh Sarang
  • Gulneer Sarang

View on SEC IAPD

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Other Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA
ADAP TAX FINANCIAL, INC. · PLEASANTON, CA
BUCK WEALTH STRATEGIES, LLC · PLEASANTAN, CA
DEJARNATT, PAUL E · PLEASANTON, CA
LPL FINANCIAL LLC · PLEASANTON, CA
LEGACY WEALTH MANAGEMENT, LLC · Pleasanton, CA

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