Tim James Dowden

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2016
  Tmfs Advisors, Llc
  Overland Park, KS
• 11/2016 → 01/2024
  Financial Engines Advisors L.L.C.
  Dallas, TX
• 01/2024 → Present
  Prime Capital Investment Advisors Llc
  Overland Park, KS

Previous Registrations

• 2016-03-09 → 2024-02-12
  Edelman Financial Engines
  Plano, TX
  Santa Clara, CA
  Dallas, TX
• 2014-01-02 → 2016-12-01
  Financial Engines Advisor Center, Llc
  Overland Park, KS
  Plano, TX
• 2012-02-15 → 2014-01-16
  The Mutual Fund Store
  Plano, TX
  Plano, TX
• 2009-05-11 → 2011-05-25
  Barclays Capital Inc.
  Dallas, TX
• 2005-08-12 → 2009-05-13
  Banc Of America Investment Services, Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2003-06-27 → 2005-08-15
  Wamu Investments, Inc.
  Frisco, TX
• 2001-07-23 → 2003-06-18
  Morgan Stanley Dw Inc.
  Dallas, TX

Other Businesses

PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 01/2024, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. INSURANCE AGENT. INVESTMENT-RELATED. 9628 PROTOTYPE COURT, RENO, NV 89521. INSURANCE PRODUCTS. INSURANCE AGENT. 10/2016. 2 HOURS/ MONTH SPENT, 2 HOURS/ MONTH DURING TRADING HOURS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON ADDILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams

• S66 Uniform Combined State Law Examination
  2001-07-20

Designations

• Certified Financial Planner

Other Names

• Tim James Dowden