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Niki Condos

Rbc Capital Markets, LLC

Oakbrook Terrace, IL

Lisle, IL

CRD 4403867

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
IL RA APPROVED 2004-12-07
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • IL RA
    APPROVED
    Since 2004-12-07

Branch Locations

Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States

Lisle, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Dain Rauscher Oakbrook Terrace IL 12/2004 Present
  • 12/2004 → Present
    Rbc Dain Rauscher
    Oakbrook Terrace, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-01
  • S66 Uniform Combined State Law Examination
    2003-04-01
Other Names
  • Niki Spiropoulos

View on SEC IAPD

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