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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-23 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Birmingham | AL | 03/2005 | 02/2024 |
| Charles Schwab Bank | Birmingham | AL | 03/2005 | 02/2024 |
| Hightower Advisors, Llc | Mccalla | AL | 04/2025 | Present |
| Unemployed | Mccalla | AL | 03/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-19 |
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