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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 01/2012 | 09/2017 |
| Backwater Properties Llc | Morgantown | WV | 01/2006 | Present |
| Gizzywalls Llc | Morgantown | WV | 01/2008 | Present |
| Colhan River Llc | Morgantown | WV | 01/2007 | Present |
| Lady Luck Llc | Morgantown | WV | 01/2007 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 09/2017 | 07/2022 |
| Cetera Investment Advisers Llc | Morgantown | WV | 09/2017 | 07/2022 |
| First United Bank And Trust | Morgantown | WV | 09/2017 | Present |
| Osaic Fa | Morgantown | WV | 06/2024 | Present |
| Osaic Wealth, Inc. | Morgantown | WV | 01/2025 | Present |
1. JDAWS LLC 512 ASHEBROOKE SQUARE MORGANTOWN WV 26508 CATEGORY: LLC/REAL ESTATE RENTAL AND DEVELOPMENT INVESTMENT RELATED: YES TITLE: CO-OWNER DUTIES: OVERSEE RESTAURANT OPERATIONS START DATE:09/27/2019 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 0 2. COLHAN RIVER LLC POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2005 ADDRESS: 997 Royal Oaks Drive, Morgantown WV 26508, United States DESCRIPTION: Real estate residential rentals. Manage Subcontractors, collect rental payments 3. LADY LUCK LLC POSITION: member NATURE: Residential real estate rentals INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/29/2005 ADDRESS: 250 Morgan Hill Road, Morgantown WV 26508, United States DESCRIPTION: Manage Subcontractors for repairs and collect payments 4. JDAWGS LLC POSITION: Member NATURE: Restaurant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2019 ADDRESS: 512 Ashbrooke Square, Morgantown WV 26508, United States DESCRIPTION: Real Monthly Profit Loss statements 5. SAND SPRINGS WORLD OF CAMPING POSITION: member NATURE: LLC 50% owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2022 ADDRESS: PO Box 273, Morgantown WV 26508, United States DESCRIPTION: Mange employees 6. MOHIGAN PROPERTIES LLC POSITION: MEMBER NATURE: LLC That buys and sells real estate to rent or fix to sell INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2025 ADDRESS: 55, WASHINTON PA 15301, United States DESCRIPTION: oversee and schedule subcontractors to complete jobs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-07 |
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