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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-02-11
  • WV RA
    APPROVED
    Since 2026-02-11

Branch Locations

1660 Tyrone Road, Morgantown, WV 26508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 01/2012 09/2017
Backwater Properties Llc Morgantown WV 01/2006 Present
Gizzywalls Llc Morgantown WV 01/2008 Present
Colhan River Llc Morgantown WV 01/2007 Present
Lady Luck Llc Morgantown WV 01/2007 Present
Cetera Investment Services Llc St.CLoud MN 09/2017 07/2022
Cetera Investment Advisers Llc Morgantown WV 09/2017 07/2022
First United Bank And Trust Morgantown WV 09/2017 Present
Osaic Fa Morgantown WV 06/2024 Present
Osaic Wealth, Inc. Morgantown WV 01/2025 Present
  • 01/2012 → 09/2017
    Columbus, OH
  • 01/2006 → Present
    Backwater Properties Llc
    Morgantown, WV
  • 01/2008 → Present
    Gizzywalls Llc
    Morgantown, WV
  • 01/2007 → Present
    Colhan River Llc
    Morgantown, WV
  • 01/2007 → Present
    Lady Luck Llc
    Morgantown, WV
  • 09/2017 → 07/2022
    Cetera Investment Services Llc
    St.CLoud, MN
  • 09/2017 → 07/2022
    Morgantown, WV
  • 09/2017 → Present
    First United Bank And Trust
    Morgantown, WV
  • 06/2024 → Present
    Osaic Fa
    Morgantown, WV
  • 01/2025 → Present
    Morgantown, WV
Previous Registrations
Other Businesses

1. JDAWS LLC 512 ASHEBROOKE SQUARE MORGANTOWN WV 26508 CATEGORY: LLC/REAL ESTATE RENTAL AND DEVELOPMENT INVESTMENT RELATED: YES TITLE: CO-OWNER DUTIES: OVERSEE RESTAURANT OPERATIONS START DATE:09/27/2019 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 0 2. COLHAN RIVER LLC POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2005 ADDRESS: 997 Royal Oaks Drive, Morgantown WV 26508, United States DESCRIPTION: Real estate residential rentals. Manage Subcontractors, collect rental payments 3. LADY LUCK LLC POSITION: member NATURE: Residential real estate rentals INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/29/2005 ADDRESS: 250 Morgan Hill Road, Morgantown WV 26508, United States DESCRIPTION: Manage Subcontractors for repairs and collect payments 4. JDAWGS LLC POSITION: Member NATURE: Restaurant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2019 ADDRESS: 512 Ashbrooke Square, Morgantown WV 26508, United States DESCRIPTION: Real Monthly Profit Loss statements 5. SAND SPRINGS WORLD OF CAMPING POSITION: member NATURE: LLC 50% owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2022 ADDRESS: PO Box 273, Morgantown WV 26508, United States DESCRIPTION: Mange employees 6. MOHIGAN PROPERTIES LLC POSITION: MEMBER NATURE: LLC That buys and sells real estate to rent or fix to sell INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2025 ADDRESS: 55, WASHINTON PA 15301, United States DESCRIPTION: oversee and schedule subcontractors to complete jobs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-07
  • S66 Uniform Combined State Law Examination
    2001-12-07

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