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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-16
  • CA RA
    APPROVED
    Since 2022-11-16

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1999 Harrison St Suite 1530, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Btr Capital Management, Inc. San Francisco CA 08/2005 11/2022
Wealth Enhancement Advisory Services Oakland CA 11/2022 Present
Wealth Enhancement Group Oakland CA 11/2022 Present
  • 08/2005 → 11/2022
    Btr Capital Management, Inc.
    San Francisco, CA
  • 11/2022 → Present
    Wealth Enhancement Advisory Services
    Oakland, CA
  • 11/2022 → Present
    Wealth Enhancement Group
    Oakland, CA
Previous Registrations
  • 2011-03-08 → 2022-12-06
    Btr Capital Management Inc
    Oakland, CA
  • 2003-08-21 → 2004-10-21
    Sdr Capital Management, Inc.
    San Francisco, CA
Other Businesses

SCOUT TROOP 204 - NON INVESTMENT RELATED - LAFAYETTE, CA - SCOUTMASTER - START DATE: 1/15/2025 - 10 HOURS/MONTH, 0 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-04-28
  • S63 Uniform Securities Agent State Law Examination
    2000-04-28
Designations

View on SEC IAPD

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