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Stephen J Foki

Morgan Stanley

Reston, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-29
VA RA APPROVED 2021-10-27
  • TX RA
    APPROVED_RES
    Since 2021-10-29
  • VA RA
    APPROVED
    Since 2021-10-27

Branch Locations

11951 Freedom Drive Suite 1200, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Alexandria VA 06/2011 11/2019
Charles Schwab Bank Alexandria VA 06/2011 11/2019
Morgan Stanley Reston VA 10/2021 Present
Groff Landscape Design, Llc Arlington VA 06/2021 09/2021
Clarion Wealth Management Partners Fairfax VA 08/2020 10/2020
Education Arlington VA 12/2019 08/2020
Unemployment Arlington VA 11/2020 05/2021
  • 06/2011 → 11/2019
    Charles Schwab & Co., Inc.
    Alexandria, VA
  • 06/2011 → 11/2019
    Charles Schwab Bank
    Alexandria, VA
  • 10/2021 → Present
    Morgan Stanley
    Reston, VA
  • 06/2021 → 09/2021
    Groff Landscape Design, Llc
    Arlington, VA
  • 08/2020 → 10/2020
    Clarion Wealth Management Partners
    Fairfax, VA
  • 12/2019 → 08/2020
    Education
    Arlington, VA
  • 11/2020 → 05/2021
    Unemployment
    Arlington, VA
Previous Registrations
  • 2013-05-29 → 2019-12-06
    Charles Schwab & Co., Inc.
    Tysons Corner, VA
    Reston, VA
    Tysons Corner, VA
    Alexandria, VA
  • 2004-05-28 → 2005-10-27
    Wolf Group Capital Advisors
    Fairfax, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-28
S63 Uniform Securities Agent State Law Examination 2012-08-02
S65 Uniform Investment Adviser Law Examination 2004-05-27
  • S66 Uniform Combined State Law Examination
    2013-05-28
  • S63 Uniform Securities Agent State Law Examination
    2012-08-02
  • S65 Uniform Investment Adviser Law Examination
    2004-05-27
Other Names
  • Stephen James Foki
  • Steve James Foki
  • Steven James Foki

View on SEC IAPD

Other Firms

MASON INVESTMENT ADVISORY SERVICES INC
STAPLE INVESTMENTS LLC
CETERA INVESTMENT ADVISERS LLC
CERITY PARTNERS LLC
AUTUMN WIND ASSET MANAGEMENT INC
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
F L PUTNAM INVESTMENT MANAGEMENT CO.
WEALTHSPIRE ADVISORS

Other Investors

BRIAN MICHAEL KELLEY
SARAH E BAKER
Shayna Amalie Lebowitz
ALLISON LORI Berlenbach Gormier
WILLIAM JESSE DWENGER
MATTHEW JON KRAUSE
BLAINE WILLIAM HOMAN
DEREK LESNAK

Other Offices

MASON INVESTMENT ADVISORY SERVICES INC · RESTON, VA
STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA

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