Josette Martinique Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 09/2024
  The Strategic Financial Alliance, Inc.
  Fayetteville, NC
• 09/2024 → Present
  Lpl Financial Llc
  Fredericksburg, VA

Previous Registrations

• 2004-07-26 → 2024-09-05
  The Strategic Financial Alliance, Inc.
  Fayetteville, NC
  Fredericksburg, VA
  Fayetteville, NC
  Atlanta, GA

Other Businesses

1 - 08/26/2024 - Insurance Trails only - Non-Variable Insurance Trails Only - Inv Related - VA 22401 - OBA Start Date: 01/08/2007. 2 - 08/15/2024 - Rappahannock Tax Services - Tax Prep/Accounting/CPA - Inv Related - 30 Hours/Month - 2 Hours During Trading - VA 22401 - OBA Start Date: 02/20/2014. 3 - 08/15/2024 - Rappahannock Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 4 - 08/15/2024 - JNB Consulting INC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - VA 22401 - OBA Start Date: 05/03/2009.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-24
• S63 Uniform Securities Agent State Law Examination
  2003-10-09