Michael Gordon Stockman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-02-13 → 2013-03-25
  Lpl Financial Llc
  Seabrook, TX
  Houston, TX
  Seabrook, TX
  Houston, TX
• 2003-05-27 → 2009-02-23
  Valic Financial Advisors, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1. INDEPENDENT INSURANCE AGENT, 5353 WEST ALABAMA STE 200F, HOUSTON, TX, 4/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0 HRS. 2. KELLER WILLIAMS REALTY CLEAR LAKE, 18050 SATURN LN STE 100, HOUSTON, TX, 10/2018 AS REAL ESTATE AGENT. NIR - 8/WK - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. EXP REALTY,LLC, 2600 South Shore Blvd #300, League City TX 77573, United States, 02/21/2023, Agent, Real Estate, NIR, 32 HR/MO - 0 HR/MO Trading. 5. LONE STAR WEALTH ADVISORS LLC, 2105 Belcara Vw, League City TX 77573, United States, 06/2025, OWNER, DBA NAME, NIR, 0 HR/MO 0 HR/MO TRADING. 6. SYNERGY WEALTH MANAGEMENT, 950 Echo Lane Suite 370, Houston TX 77024, United States, 07/07/2025, Agent, Marketing, INV REL, 160 HR/MO 160 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-08-26

Other Names

• Michael Stockman