Leah Brooks Waldrip

Employer firm

United Planners' Financial Services Of America A Limited Partner CRD 20804

$12.8B regulatory AUM 483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 07/2017
  Lpl Financial
  San Diego, CA
• 07/2017 → 05/2022
  Raymond James & Associates
  Lithia, FL
• 03/2019 → 09/2019
  Vip Kid
  Lithia, FL
• 05/2022 → 07/2026
  Lpl Financial Llc
  Valrico, FL
• 09/2024 → 07/2026
  Lpl Enterprise, Llc
  Fort Mill, SC
• 07/2026 → Present
  United Planners Financial Services
  Scottsdale, AZ

Previous Registrations

• 2024-09-26 → 2026-08-05
  Lpl Enterprise, Llc
  Valrico, FL
  Valrico, FL
  Fort Mill, SC
• 2022-06-03 → 2024-10-11
  Lpl Financial Llc
  Valrico, FL
  Fort Mill, SC
  Valrico, FL
• 2017-07-21 → 2022-05-31
  Raymond James & Associates, Inc.
  Powder Springs, GA
  St. Petersburg, FL
  Valrico, FL
• 2014-08-05 → 2017-07-17
  Lpl Financial Llc
  Powder Springs, GA
  Fort Mill, SC
• 2009-10-29 → 2014-07-09
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 2007-07-20 → 2009-04-15
  Fsc Securities Corporation
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2005-08-05
• S63 Uniform Securities Agent State Law Examination
  2001-07-02

Other Names

• Leah Ellyn Brooks
• Leah Ellyn Brooks
• Leah Brooks Waldrip
• Leah Waldrip
• Leah B Waldrip