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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-20 |
| IA | RA | APPROVED | 2022-10-20 |
| TX | RA | APPROVED | 2022-10-20 |
Branch Locations
2308 56Th Ave West, Bettendorf, IA 52722 • United States
Port Byron, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davenport | IA | 12/2000 | 10/2022 |
| Bank Of America, N.A. | Davenport | IA | 07/2011 | 10/2022 |
| Rbc Capital Markets, Llc | Davenport | IA | 10/2022 | Present |
NAME OF ENTITY: Audio Visual Resource QC Inc. ADDRESS: 26117 122nd Ave. N. Port Byron, IL 61275 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Audio Visual Rental CAPACITY: Other START DATE: 09/01/10 DUTIES: Nothing other than check writing authority for paying bills through this account for AVR. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-21 |
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