Stephen R. Mihalek

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-01-12
TX	RA	APPROVED_RES	2024-01-12

OH RA
APPROVED

Since 2024-01-12
TX RA
APPROVED_RES

Since 2024-01-12

Branch Locations

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Mentor	OH	10/2012	01/2024
Morgan Stanley Smith Barney Llc	Pepper Pike	OH	01/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	02/2024	Present

10/2012 → 01/2024

J.P. Morgan Securities Llc

Mentor, OH
01/2024 → Present

Morgan Stanley Smith Barney Llc

Pepper Pike, OH
02/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-10-01 → 2024-01-14

J.P. Morgan Securities Llc

Chesterland, OH

Mentor, OH

Mentor, OH

Chagrin Falls, OH

Chesterland, OH
2005-08-24 → 2012-10-01

Chase Investment Services Corp.

Mentor, OH

Chesterland, OH

Columbus, OH
2002-11-21 → 2005-08-29

Morgan Stanley Dw Inc.

Cleveland, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-29

S66 Uniform Combined State Law Examination

2002-10-29

Other Names

Stephen R Mihalek
Stephen R Mihalek

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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