Adam A Briggs

Current Employers

Employment History

• 10/2008 → Present
  Briggs Financial Group
  Wooster, OH
• 09/2014 → 06/2021
  Voya Financial Advisors
  Wooster, OH
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2022 → 08/2024
  Lake House North, Llc
  Wooster, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-01-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Wooster, OH
  Wooster, OH
  Richboro, PA
  Windsor, CT
• 2003-03-05 → 2004-01-01
  Locust Street Securities, Inc.
  Wooster, OH

Other Businesses

1. ENTITY:FUND FOR OUR ECONOMIC FUTURE; No; 4415 EUCLID AVE STE 203; CLEVELAND; OH; 44103; NON-PROFIT ORGANIZATION; COMMITTEE MEMBER; 3/16/2005; 1; 1; ATTEND BOARD MEETINGS AND OVERSEE STRATEGY AND DISPURSEMENTS OF FUNDS. 2. ENTITY:DONALD & ALICE NOBLE FOUNDATION; No; 1601 VEUTUNE BLVD; WOOSTER; OH; 44691; NON-PROFIT ORGANIZATION; DIRECTOR; 1/1/2013; 5; 1; ATTEND MEETINGS AND REVIEW GRANTS 3. ENTITY:Buckeye Producing Company; No; 544 E LIBERTY; WOOSTER; OH; 44691; OIL & GAS EXPLORATION; BOARD MEMBER/SECRETARY; 6/1/2013; 10; 2; ATTEND MEETINGS AND TAKE MINTUES 4. ENTITY:Fair Oaks Holdings LLC.; No; 544 E. LIBERTY ST; WOOSTER; OH; 44691; family investment partnership; board member, co owner; 3/1/2011; 4; 4; Board member 5. ENTITY:Timberline D3D, LLC.; No; 105 EAST LIBERTY ST STE 300; WOOSTER; OH; 44691; Rental Property Co.; Member/Co-Owner; 1/15/2015; 0; 0; No active duties. 6. NAME OF ENTITY:NORTH POLE HOLDINGS, LLC; No; 105 EAST LIBERTY ST STE 300; WOOSTER; OH; 44691; COMMERCIAL PROPERTY; MANAGER/MEMBER/OWNER; 2/1/2016; 5; 1; MANAGE PROPERTY 7. ENTITY:BRIGGS SUPPORT SERVICES, LLC; No; 105 EAST LIBERTY ST STE 300; WOOSTER; OH; 44691; BOOKKEEPING; PRESIDENT; 7/1/2016; 1; 1; PROVIDING BOOKKEEPING SERVICES 8. ENTITY:BRIGGS FINANCIAL GROUP 401K; No; 105 EAST LIBERTY ST STE 300; WOOSTER; OH; 44691; 401K; TRUSTEE; 4/11/2016; 2; 2; OVERSEE 401K 9. ENTITY:FRANCES G. SHOOLROY FAMILY FOUNDATION; No; 3800 EMBASSY PKWY STE 300; AKRON; OH; 44333; NON-PROFIT ORGANIZATION; DIRECTOR; 7/1/2015; 2; 0; OVERSEE GRANTS TO NON-PROFIT ENTITIES. 10. ENTITY:Briggs Financial Group; Yes; 105 EAST LIBERTY ST STE 300; WOOSTER; OH; 44691; FINANCIAL SERVICES/DBA; President; 10/6/2008; 160; 160; Financial Planning, sales and service of fixed insurance products and securities. 11. ENTITY:CJB Partners; No; 1545 EDEN DRIVE; WOOSTER; OH; 44691; real estate; Owner; 3/10/2004; 4; 4; Own and lease real estate 12. NAME OF ENTITY:PRC Saltillo; No; 1022 Heyl Road; Wooster; OH; 44691; Manufactures software and hardware for people with severe disabilities speak through electronic devices.; Director; 3/1/2020; 4; 2; Set strategy for the company and oversee operations had a high level. 13. NAME OF OTHER BUSINESS: WAYNE CENTER FOR THE ARTS; INVESTMENT RELATED: NO; ADDRESS: 237 SOUTH WALNUT STREET WOOSTER, OH 44691; NATURE OF BUSINESS: NON PROFIT; START DATE: 9/2021; BOARD MEMBER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRADING HRS: 1; DUTIES: BOARD MEMBER; 14. ST. PAUL HOTEL; NO; 203 S MARKET ST, WOOSTER, OH 44691; HOSPITALITY; 08/2022; OVERSIGHT COMMITTEE MEMBER; APX # OF HRS PER WK: 1/1; MEET QUARTERLY TO OVERSEE OPERATIONS OF HOTEL; 15. WAYNE COUNTY COMMUNITY FOUNDATION; NO; 517 N. MARKET ST WOOSTER, OH 44691; COMMUNITY FOUNDATION; 9/2017; TRUSTEE; APX # OF HRS PER WK: 1/1; OVERSEE STRATEGY, MANAGEMENT OF DONOR ADVISED, SCHOLARSHIP, NON-PROFIT FUNDS; 16. BRIGGS & STARR ; INV RELATED: YES; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; START DATE: 04/2023; FINANCIAL PROFESSIONAL; APX # OF HRS PER WK: 40; APX # OF HRS DUR TRADING HRS: 32.5; DUTIES: DBA FOR FINANCIAL SERVICES; 17.FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; FIXED INSURANCE; START DATE: 4/2023 APX # OF HRS PER WK: 1; APX # OF HRS DURTRADING HRS: 1; INSURANCE AGENT DUTIES: SELLS LIFE, DISABILITY AND FIXED ANNUITIES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-08-22