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John Richard Olk

North Shore Investment Advisors, LLC

Neenah, WI

CRD 4402925

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Employer firm

North Shore Investment Advisors, LLC CRD 168208

$18.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • INVESTMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
North Shore Investment Advisors, Llc

110 W. Wisconsin Ave, Neenah, WI 54956 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2013-07-09
  • WI RA
    APPROVED
    Since 2013-07-09

Branch Locations

110 W. Wisconsin Ave, Neenah, WI 54956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Shore Investment Advisors, Llc Neenah WI 06/2013 Present
Previous Registrations
  • 2012-02-28 → 2013-08-05
    Neehah, WI
  • 2012-02-09 → 2012-12-21
    Eagle One Investments, Llc
    Washington, IA
    Neenah, WI
Other Businesses

ANTIGO-BASS LAKE INVESTORS LLC LOCATED AT W10650 BASS LAKE ROAD, DEERBROOK, WI 54414 AS A SHAREHOLDER. WORKING 1 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
  • S66 Uniform Combined State Law Examination
    2001-06-22

View on SEC IAPD

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