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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-08-03 |
| TX | RA | APPROVED | 2015-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Northbrook | IL | 07/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Northbrook | IL | 03/2020 | Present |
Real Estate Ownership; Condo; 130 N. Garland Ct. #2212, , Chicago, IL, 60602; Not Investment-Related; 12/01/2019. Independent Insurance Brokering; Ash Brokerage; 08/01/2015; / Prudential LTC; 02/06/2016; / BCBS IL; 08/01/2015; / Crump; 08/01/2015; . Outside Employment; Purdue University; Lecturer - Teaching; ; 900 W State Street, , West Lafayette, IL, 47907; Not Investment-Related; 08/22/2022; 20 to 39 hours per month; 1 to 9 during trading hours. Other Business Activities; JPT LifeWay Partners Inc.; Business structure as S-corporation. Business related expenses will be paid from this corporation.; 2650 Quail Ln, ,; ; 01/01/2016; 20 to 39 hours per month; 0 during trading hours / Kingdom Advisors; certification for Kingdom advisors; N/A, ,; ; 10/26/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Korean Cultural Center of Chicago; Participating meetings and events.; 9930 Capitol Dr., ,; ; 09/12/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-14 |
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